ES EN
Talk to us
IQ / Services / 03

Compliance and risk management

We design and strengthen compliance systems adapted to each organisation's risks, operations and regulatory environment.

Risk management systemsPolicies and manualsRisk matricesAuditsStress tests
The challenge

Risk changes. Does your compliance system change too?

The right controls for the real risks

New products, clients, markets, technologies and ways of operating constantly change risk exposure. A compliance system that does not absorb those changes loses its capacity to anticipate, prevent, detect and report.

The challenge is having the right controls for the organisation's real risks.

How we work

Compliance solutions designed from risk

01
Risk management systems

Designing and strengthening compliance systems

We design and implement ML/TF/PF, corruption and bribery risk management systems adapted to each organisation's size, operations, exposure and regulatory environment.

02
Risk matrices

Risk assessment and measurement

We build and update matrices to identify, measure and prioritise risks, assess control effectiveness and determine residual risk as a basis for decision-making.

03
Policies and manuals

Clear, workable frameworks

We design and update policies, manuals, procedures and controls that turn risk management into clear responsibilities and criteria for day-to-day operations.

04
Audit, drills and stress tests

We assess the system. And we put it to the test.

We run external audits to independently assess the design, implementation and effectiveness of compliance systems. We complement that with controlled-scenario testing that reproduces risk situations using undercover client and transaction techniques to see how controls, processes and teams actually respond. We also run supervisory-visit drills. This surfaces gaps that a conventional document review rarely reveals.

Who we serve

Organisations that need to manage their risks effectively

We work with companies and organisations in the financial sector and the real economy that want to strengthen their compliance systems, respond to regulatory requirements and prove their controls work in practice.

Financial institutionsInsurance sectorNon-financial reporting entitiesBusiness groupsNational and multinational companiesPublic sector

Do you need our products or services?

Schedule a conversation